HyperKKL: Learning KKL Observers for Non-Autonomous Nonlinear Systems via Hypernetwork-Based Input Conditioning

摘要

Kazantzis-Kravaris/Luenberger (KKL) observers are a class of state observers for nonlinear systems that rely on an injective map to transform the nonlinear dynamics into a stable quasi-linear latent space, from where the state estimate is obtained in the original coordinates via a left inverse of the transformation map. Current learning-based methods for these maps are designed exclusively for autonomous systems and do not generalize well to controlled or non-autonomous systems. In this paper, we propose two learning-based designs of neural KKL observers for non-autonomous systems whose dynamics are influenced by exogenous inputs. To this end, a hypernetwork-based framework ($HyperKKL$) is proposed with two input-conditioning strategies. First, an augmented observer approach ($HyperKKL_{obs}$) adds input-dependent corrections to the latent observer dynamics while retaining static transformation maps. Second, a dynamic observer approach ($HyperKKL_{dyn}$) employs a hypernetwork to generate encoder and decoder weights that are input-dependent, yielding time-varying transformation maps. We derive a theoretical worst-case bound on the state estimation error. Numerical evaluations on four nonlinear benchmark systems show that input conditioning yields consistent improvements in estimation accuracy over static autonomous maps, with an average symmetric mean absolute percentage error (SMAPE) reduction of 29% across all non-zero input regimes.