Battery State of Health Estimation and Incremental Capacity Analysis under Dynamic Charging Profile Using Neural Networks

Abstract

Incremental capacity analysis (ICA) and differential voltage analysis (DVA) are two effective approaches for battery degradation monitoring. One limiting factor for their real-world application is that they require constant-current (CC) charging profiles. This research removes this limitation and proposes an approach that extends ICA/DVA-based degradation monitoring from CC charging to dynamic charging profiles. A novel concept of virtual incremental capacity (VIC) and virtual differential voltage (VDV) is proposed. Then, two related convolutional neural networks (CNNs), called U-Net and Conv-Net, are proposed to construct VIC/VDV curves and estimate the state of health (SOH) from dynamic charging profiles across any state-of-charge (SOC) range that satisfies some constraints. Finally, two CNNs called Mobile U-Net and Mobile-Net are proposed as replacements for the U-Net and Conv-Net, respectively, to reduce the computational footprint and memory requirements, while keeping similar performance. Using an extensive experimental dataset of battery modules, the proposed CNNs are demonstrated to provide accurate VIC/VDV curves and enable ICA/DVA-based battery degradation monitoring under various fast-charging protocols and different SOC ranges.